Wu, Shu-Yen 吳淑燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-11-26 | 2015-10-29 | RO | Advising on securities | 2015-10-29 | 2022-08-17 | RO | Dealing in futures contracts | 2019-04-09 | 2021-11-15 | RO | Dealing in securities | 2019-04-09 | 2022-08-17 |
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