Yick, Chiu Mee 易肖媚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-14 | 2019-12-12 | Rep | Dealing in futures contracts | 2003-10-30 | 2019-12-12 |
2 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-07-11 | Rep | Asset management | 2003-07-11 | Rep | Dealing in futures contracts | 2003-12-10 |
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