Chan, Kar Wah (SFC:ADS842) 陳家驊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GCINT COMPREHENSIVE HEALTHCARE INVESTMENTS LIMITED Rep Advising on securities 2020-01-09 2020-02-04
2 Delta Asia Wealth Management Limited Rep Asset management 2013-10-11 2017-09-04
3 MF Global Hong Kong Limited Rep Dealing in futures contracts 2009-08-18 2009-09-17
4 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-11-26 2010-04-21
5 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2010-08-23 2011-01-01
6 DELTA ASIA FINANCIAL FUTURES LIMITED Rep Dealing in futures contracts 2011-02-15 2015-07-28
7 DELTA ASIA SECURITIES LIMITED Rep Dealing in securities 2011-09-22 2017-09-04
8 Afflux Securities Limited Rep Dealing in securities 2018-03-01 2018-09-30
9 GCINT COMPREHENSIVE HEALTHCARE INVESTMENTS LIMITED Rep Dealing in securities 2020-01-09 2020-02-04
10 SHUN LOONG FOREX COMPANY LIMITED Rep Leveraged foreign exchange trading 2006-09-02
11 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2006-02-03 2006-09-02
12 CMC Markets Asia Limited Rep Leveraged foreign exchange trading 2006-09-22 2007-07-07
13 Yuanta Asia Investment (Hong Kong) Limited Rep Leveraged foreign exchange trading 2008-11-05 2009-01-12
14 MF Global Hong Kong Limited Rep Leveraged foreign exchange trading 2009-01-19 2009-09-17
15 Yuanta Asia Investment (Hong Kong) Limited Rep Leveraged foreign exchange trading 2009-11-26 2010-04-21
16 PHILLIP COMMODITIES (H.K.) LIMITED Rep Leveraged foreign exchange trading 2010-08-23 2011-01-01
17 AP Capital Management (Hong Kong) Limited RO Advising on futures contracts 2018-11-23 2019-12-26
18 AP Capital Management (Hong Kong) Limited RO Advising on securities 2018-11-23 2019-12-26
19 GCINT COMPREHENSIVE HEALTHCARE INVESTMENTS LIMITED RO Advising on securities 2020-02-04 2020-05-19
20 LERTHAI Asset Management Limited RO Advising on securities 2020-06-18 2020-09-18
21 PROSPER GLOBAL ASSET MANAGEMENT LIMITED RO Advising on securities 2020-11-11 2022-10-10
22 Victory Asset Management Limited RO Advising on securities 2023-01-18
23 AP Capital Management (Hong Kong) Limited RO Asset management 2018-11-23 2019-12-26
24 LERTHAI Asset Management Limited RO Asset management 2020-06-18 2020-09-18
25 PROSPER GLOBAL ASSET MANAGEMENT LIMITED RO Asset management 2020-11-11 2022-10-10
26 Victory Asset Management Limited RO Asset management 2023-01-18
27 DELTA ASIA FINANCIAL FUTURES LIMITED RO Dealing in futures contracts 2015-07-28 2017-09-04
28 Afflux Securities Limited RO Dealing in futures contracts 2018-05-17 2018-09-30
29 AP Capital Management (Hong Kong) Limited RO Dealing in futures contracts 2018-11-23 2019-12-26
30 LERTHAI Securities (Hong Kong) Limited RO Dealing in futures contracts 2020-06-18 2020-09-18
31 Victory Securities (Global) Limited RO Dealing in futures contracts 2022-11-02
32 AP Capital Management (Hong Kong) Limited RO Dealing in securities 2018-11-23 2019-12-26
33 GCINT COMPREHENSIVE HEALTHCARE INVESTMENTS LIMITED RO Dealing in securities 2020-02-04 2020-05-19
34 LERTHAI Securities (Hong Kong) Limited RO Dealing in securities 2020-06-18 2020-09-18
35 Victory Securities (Global) Limited RO Dealing in securities 2023-01-17
36 DELTA ASIA SECURITIES LIMITED RO Leveraged foreign exchange trading 2011-12-23 2017-09-04

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