Chiu, Jackie Yau Chun 趙右焌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2018-07-05 | 2020-06-02 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2018-07-05 | 2020-06-02 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-12-21 | 2010-12-01 |
| 4 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-08-10 | 2013-08-22 |
| 5 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-27 | 2013-08-22 |
| 6 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2018-05-30 | 2018-06-22 | Rep | Dealing in securities | 2018-05-30 | 2018-06-22 |
| 7 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2013-10-09 | 2017-03-07 |
| 8 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2024-10-23 | |
| 9 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-06-17 | 2024-10-23 | Rep | Dealing in securities | 2020-06-17 | 2024-10-23 | RO | Dealing in futures contracts | 2024-10-23 | RO | Dealing in securities | 2024-10-23 |
| 10 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-08-26 | 2008-11-11 |
| 11 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2017-03-28 | 2018-04-27 |
| 12 | Rifa Securities Limited | Rep | Dealing in securities | 2017-06-06 | 2018-04-27 |
| 13 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2008-12-19 | 2009-12-12 |
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