Doering, Michael Roger
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2025-07-15 | |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-07-10 | 2014-01-03 | Rep | Dealing in securities | 2006-07-10 | 2014-01-03 | RO | Dealing in futures contracts | 2014-01-03 | 2018-02-06 | RO | Dealing in securities | 2014-01-03 | 2018-02-06 |
| 3 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2023-10-03 | 2025-06-30 | Rep | Dealing in securities | 2023-10-03 | 2025-06-30 |
| 4 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2021-07-19 | 2022-04-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy