Lui, Winnoc 呂韡諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DNB Asset Management (Asia) Limited | Rep | Asset management | 2010-01-04 | 2015-11-30 |
2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-09-12 | 2018-02-28 | Rep | Asset management | 2017-09-12 | 2018-02-28 | Rep | Dealing in securities | 2017-09-12 | 2018-02-28 |
3 | Kaison Asset Management (Hong Kong) Limited | RO | Advising on securities | 2020-09-01 | RO | Asset management | 2020-09-01 |
4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-29 | 2009-12-31 |
5 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2016-01-07 | 2017-08-31 | Rep | Asset management | 2018-05-18 | 2018-09-26 | Rep | Advising on securities | 2018-05-18 | 2020-08-31 | RO | Asset management | 2018-09-26 | 2020-08-31 |
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