Lau, Ka Ho (SFC:API028) 劉家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-12-28 | 2023-07-01 | Rep | Dealing in securities | 2016-12-28 | 2023-07-01 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-01-11 | 2023-07-01 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-08-08 | 2016-12-16 |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-31 | 2016-07-08 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-07-20 | Rep | Dealing in securities | 2023-07-20 |
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