Chau, Kwan Kit 周均傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Corporate Advisory Limited | RO | Advising on corporate finance | 2017-09-05 | 2020-03-06 | Rep | Advising on corporate finance | 2020-08-25 | 2020-10-05 | RO | Advising on corporate finance | 2020-10-05 | 2023-01-03 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2018-01-03 | 2020-03-06 | Rep | Dealing in securities | 2020-08-25 | 2023-01-03 |
| 3 | DL SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2017-01-09 | 2017-07-31 | RO | Dealing in securities | 2017-01-09 | 2017-07-31 |
| 4 | EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2011-03-18 | 2014-03-04 | Rep | Dealing in securities | 2011-10-10 | 2014-03-04 |
| 5 | Polaris Capital (Asia) Limited | Rep | Advising on corporate finance | 2008-06-25 | 2010-03-11 |
| 6 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2014-03-24 | 2015-07-02 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-03-17 | 2011-03-09 |
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