Chak, Hong Wah 翟康華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-17 | 2012-05-15 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-12-17 | 2012-05-15 |
| 3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2014-06-06 | 2015-07-31 | Rep | Dealing in securities | 2014-06-06 | 2015-07-31 |
| 4 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-17 | 2014-05-06 | Rep | Dealing in futures contracts | 2013-03-18 | 2014-05-06 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-08-31 | 2010-12-01 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-08-31 | 2010-12-01 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-04-18 | 2008-04-01 |
| 8 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-26 | 2008-04-01 |
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