Chu, Ka Man (SFC:AGH438) 朱嘉文

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2009-09-21
2 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2009-06-11
3 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2006-10-27 2007-11-26
4 FULBRIGHT SECURITIES LIMITED Rep Advising on corporate finance 2003-12-31
Rep Advising on securities 2003-12-31
Rep Asset management 2003-12-31
Rep Automated trading services 2003-12-31
Rep Dealing in securities 2003-12-31
Rep Dealing in securities 2006-08-31 2007-11-26
5 HEAD & SHOULDERS SECURITIES LIMITED Rep Dealing in securities 2007-12-06 2008-06-30
6 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED Rep Dealing in securities 2008-09-01 2009-05-18
7 ONE CHINA SECURITIES LIMITED Rep Dealing in securities 2005-07-04 2006-08-24
8 WINTECH SECURITIES LIMITED Rep Dealing in securities 2004-04-28 2005-06-27

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