Law, Poly Sung Fai 羅松輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-08-10 | 2008-02-01 |
2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-10 | |
3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-08-10 | |
4 | Open Securities Limited | Rep | Dealing in securities | 2006-01-13 | 2006-06-30 |
5 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-02-14 | 2010-04-22 |
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