Lo, Wing Lam (SFC:APG376) 盧穎藍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-21 | 2009-06-17 | Rep | Dealing in futures contracts | 2010-04-13 | 2012-07-03 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-07-17 | 2009-06-17 | Rep | Dealing in securities | 2010-04-13 | 2012-07-03 |
| 3 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-05-27 | 2012-07-03 |
| 4 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-07-13 | 2012-08-28 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-07-13 | 2012-08-28 |
| 6 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-21 | 2010-03-26 |
| 7 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-21 | 2010-03-26 |
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