Tam, Kwok Cheung (SFC:ACQ156) 譚國章

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EMPEROR FUTURES LIMITED Rep Advising on futures contracts 2004-07-19
2 EMPEROR FUTURES LIMITED Rep Asset management 2004-07-19
3 EMPEROR SECURITIES LIMITED (HK) Rep Advising on corporate finance 2004-07-19
4 EMPEROR SECURITIES LIMITED (HK) Rep Advising on securities 2004-07-19
5 EMPEROR SECURITIES LIMITED (HK) Rep Asset management 2004-07-19
6 EMPEROR SECURITIES LIMITED (HK) Rep Automated trading services 2004-07-19
7 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2008-05-01
8 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2008-05-01
9 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED Rep Dealing in securities 2008-05-20 2009-12-31
10 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2010-01-14 2012-11-24
11 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2010-05-20 2012-11-24

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