Tang, Wing To 鄧榮滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2014-12-15 | Rep | Dealing in futures contracts | 2015-08-07 | 2024-03-26 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-04-20 | 2014-12-15 | Rep | Dealing in securities | 2015-08-07 | 2024-03-26 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-02-24 | 2006-09-01 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-23 | 2006-09-01 |
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