Wong, Albert Sze Wai 黃思維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2020-09-28 | 2021-02-14 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-28 | 2021-02-14 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-12-01 | 2008-02-22 | Rep | Dealing in futures contracts | 2011-02-22 | 2014-06-21 | Rep | Dealing in futures contracts | 2015-01-29 | 2020-09-11 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2004-05-03 | 2008-02-22 | Rep | Dealing in securities | 2011-02-22 | 2014-06-21 | Rep | Dealing in securities | 2015-01-29 | 2020-09-11 |
| 5 | HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-16 | 2022-02-09 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-03-04 | 2021-04-27 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-03-04 | 2021-04-27 |
| 8 | Telecom King Securities Limited | Rep | Dealing in futures contracts | 2014-06-25 | 2014-12-04 | Rep | Dealing in securities | 2014-06-25 | 2014-12-04 |
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