Yuan, Jingna 袁菁娜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Goldhorse Securities Limited Rep Advising on securities 2021-08-20 2022-01-28
2 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2010-08-16 2014-01-08
3 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2015-09-29 2021-07-16
4 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2010-08-16 2014-01-08
5 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2015-09-29 2021-07-16
6 Goldhorse Securities Limited Rep Dealing in securities 2021-08-10 2022-01-28
7 Goldhorse Securities Limited RO Advising on securities 2022-01-28
8 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED RO Advising on securities 2024-02-22
9 Goldhorse Securities Limited RO Dealing in securities 2022-01-28
10 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED RO Dealing in securities 2024-02-22

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