Yuen, Ying Ho 袁英豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Smart Asset Management Limited | RO | Asset management | 2018-03-06 | 2020-01-15 |
| 2 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2014-02-28 | 2015-03-09 | RO | Leveraged foreign exchange trading | 2015-03-09 | 2020-01-15 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-02-28 | 2017-09-28 | RO | Dealing in futures contracts | 2017-09-28 | 2020-01-15 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-02-28 | 2017-09-28 | RO | Dealing in securities | 2017-09-28 | 2020-01-15 |
| 5 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2013-12-13 |
| 6 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-07-31 | Rep | Leveraged foreign exchange trading | 2004-08-04 | 2004-08-19 | Rep | Leveraged foreign exchange trading | 2008-08-27 | 2013-12-13 |
| 7 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-01-09 | 2013-12-13 |
| 8 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2010-09-21 | 2013-12-13 |
| 9 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-13 | 2007-12-17 |
| 10 | I-ACCESS INVESTORS LIMITED | RO | Leveraged foreign exchange trading | 2021-04-12 | 2022-05-13 | RO | Dealing in futures contracts | 2021-08-02 | 2022-05-13 | RO | Dealing in securities | 2021-08-02 | 2022-05-13 |
| 11 | JMC Capital HK Limited | Rep | Advising on securities | 2022-08-26 | 2022-09-16 | Rep | Asset management | 2022-08-26 | 2022-09-16 | Rep | Dealing in securities | 2022-08-26 | 2022-09-16 | RO | Advising on securities | 2022-09-16 | 2023-08-18 | RO | Asset management | 2022-09-16 | 2023-08-18 | RO | Dealing in securities | 2022-09-16 | 2023-08-18 |
| 12 | JMC Capital International Limited | Rep | Advising on futures contracts | 2022-08-26 | 2022-09-16 | Rep | Advising on securities | 2022-08-26 | 2022-09-16 | Rep | Dealing in futures contracts | 2022-08-26 | 2022-09-16 | Rep | Dealing in securities | 2022-08-26 | 2022-09-16 | RO | Advising on futures contracts | 2022-09-16 | 2023-08-18 | RO | Advising on securities | 2022-09-16 | 2023-08-18 | RO | Dealing in futures contracts | 2022-09-16 | 2023-08-18 | RO | Dealing in securities | 2022-09-16 | 2023-08-18 |
| 13 | MAGIC COMPASS SECURITIES LIMITED | Rep | Advising on securities | 2023-10-04 | 2023-10-31 | Rep | Asset management | 2023-10-04 | 2023-10-31 | Rep | Dealing in futures contracts | 2023-10-04 | 2023-10-31 | Rep | Dealing in securities | 2023-10-04 | 2023-10-31 | Rep | Leveraged foreign exchange trading | 2023-10-04 | 2023-10-31 | RO | Advising on securities | 2023-10-31 | 2023-11-12 | RO | Asset management | 2023-10-31 | 2023-11-12 | RO | Dealing in futures contracts | 2023-10-31 | 2023-11-12 | RO | Dealing in securities | 2023-10-31 | 2023-11-12 | RO | Leveraged foreign exchange trading | 2023-10-31 | 2023-11-12 |
| 14 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-05 | 2007-12-17 |
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