Kwan, Sum Yu 關心宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-09-19 | 2018-12-31 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-09-19 | 2018-04-30 |
| 3 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-07-19 | Rep | Leveraged foreign exchange trading | 2005-10-25 | 2007-08-31 |
| 4 | TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-04-22 | Rep | Advising on securities | 2004-04-22 | Rep | Asset management | 2004-04-22 | Rep | Dealing in securities | 2005-07-19 | Rep | Dealing in securities | 2005-10-25 | 2007-08-31 |
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