Kwok, Ka Lok (SFC:ACK533) 郭家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2021-02-10 | RO | Leveraged foreign exchange trading | 2021-02-10 | 2021-11-17 | Rep | Leveraged foreign exchange trading | 2021-11-17 | 2022-05-31 | RO | Leveraged foreign exchange trading | 2022-05-31 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-01-29 | 2010-11-01 |
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