Leung, Tik Wai 梁狄偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Capital International (Hong Kong) Co., Limited | Rep | Advising on futures contracts | 2016-06-15 | 2020-02-20 | Rep | Dealing in futures contracts | 2016-06-15 | 2020-02-20 | Rep | Advising on securities | 2016-06-15 | 2021-11-19 | Rep | Dealing in securities | 2016-06-15 | 2021-11-19 | Rep | Leveraged foreign exchange trading | 2016-06-15 | 2021-11-19 | RO | Advising on futures contracts | 2020-02-20 | 2021-11-19 | RO | Dealing in futures contracts | 2020-02-20 | 2021-11-19 |
2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-03-16 | 2015-03-24 |
3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-03-04 | 2010-11-01 | Rep | Dealing in securities | 2012-10-25 | 2015-03-24 |
4 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2022-04-25 | 2022-07-18 | Rep | Dealing in securities | 2022-04-25 | 2022-07-18 |
5 | Meta Futures Limited | Rep | Advising on futures contracts | 2022-12-30 | 2023-03-31 | Rep | Dealing in futures contracts | 2022-12-30 | 2023-03-31 | RO | Advising on futures contracts | 2023-03-31 | 2024-05-07 | RO | Dealing in futures contracts | 2023-03-31 | 2024-05-07 |
6 | Metaverse Securities Limited (HK) | Rep | Advising on securities | 2022-12-30 | 2024-05-07 | Rep | Dealing in securities | 2022-12-30 | 2024-05-07 | RO | Advising on futures contracts | 2023-12-27 | 2024-05-07 |
7 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2015-07-10 | 2015-07-18 |
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