Ng, Siu Kin (SFC:AHW463) 伍少堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-18 | 2011-11-18 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-04-28 | 2011-11-18 |
3 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-08-18 | |
4 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2014-01-03 | 2015-09-18 |
5 | Success Securities Limited | Rep | Dealing in securities | 2014-01-03 | 2015-09-18 |
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