Tong, Hin Jo (1980) 湯顯祖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-07-29 | 2008-07-25 |
| 2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-08-21 | 2014-04-23 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-08-02 | 2017-01-01 |
| 4 | Minerva Asset Global Investment Capital Limited | RO | Asset management | 2022-07-12 | |
| 5 | Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2022-07-12 | RO | Advising on securities | 2023-03-22 |
| 6 | QMIS Asset Management Limited | Rep | Advising on securities | 2019-01-28 | 2020-09-09 | Rep | Asset management | 2019-01-28 | 2020-09-09 |
| 7 | QMIS Securities Limited | Rep | Dealing in securities | 2018-09-12 | 2018-09-21 | RO | Dealing in securities | 2018-09-21 | 2020-09-09 |
| 8 | Victoria Harbour International Financial Holdings Limited | Rep | Advising on securities | 2022-03-14 | 2022-04-20 | Rep | Asset management | 2022-03-14 | 2022-04-20 | Rep | Dealing in securities | 2022-03-14 | 2022-04-20 | RO | Advising on securities | 2022-04-20 | 2022-06-15 | RO | Asset management | 2022-04-20 | 2022-06-15 | RO | Dealing in securities | 2022-04-20 | 2022-06-15 |
| 9 | VMI Securities Limited | RO | Dealing in securities | 2017-01-11 | 2018-09-07 |
| 10 | YONXI International Finance Holdings Limited | RO | Asset management | 2021-10-18 | 2022-01-31 |
| 11 | YONXI Securities Limited | RO | Advising on securities | 2021-01-27 | 2022-01-31 | RO | Dealing in securities | 2021-01-27 | 2022-01-31 |
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