Bai, Huawei 白華威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-05-21 | |
| 2 | Emperor Asset Management Limited | Rep | Asset management | 2011-08-10 | 2014-10-22 | RO | Asset management | 2014-10-22 | 2017-06-30 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-28 | 2020-05-18 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2010-03-30 | 2020-05-18 |
| 5 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2012-05-30 | 2017-06-30 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-05-21 |
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