Tong, Sau Lai 唐秀麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-04-16 | 2012-06-07 |
| 2 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2012-02-15 | 2012-06-07 |
| 3 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2012-08-17 | 2018-03-31 |
| 4 | Success Securities Limited | Rep | Dealing in securities | 2012-06-20 | 2024-01-31 |
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