Yuen, David Ka Lok 阮家洛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2011-01-19 | 2011-03-31 | Rep | Advising on securities | 2011-01-19 | 2016-03-01 | Rep | Dealing in securities | 2014-06-03 | 2016-03-01 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-03-10 | 2020-03-31 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-05-09 | 2005-07-11 |
| 4 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2007-12-31 | 2008-09-20 |
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