Wan, Shing Lung 溫誠龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-09-30 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-09-30 | 2009-04-13 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-09-30 | 2004-02-19 | Rep | Dealing in securities | 2003-09-30 | 2009-04-13 | Rep | Leveraged foreign exchange trading | 2006-05-22 | 2009-04-13 |
| 3 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2020-01-24 | 2020-03-03 | Rep | Asset management | 2020-01-24 | 2020-03-03 | Rep | Dealing in securities | 2020-01-24 | 2020-03-03 | RO | Advising on securities | 2020-03-03 | RO | Asset management | 2020-03-03 | RO | Dealing in securities | 2020-03-03 |
| 4 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-21 | 2016-04-25 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-21 | 2016-04-25 |
| 6 | GRANSING SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-04-26 | 2016-07-04 | Rep | Advising on securities | 2016-07-04 | 2018-11-06 | Rep | Asset management | 2016-07-04 | 2018-11-06 | RO | Dealing in securities | 2016-07-04 | 2020-01-19 | RO | Advising on securities | 2018-11-06 | 2020-01-19 | RO | Asset management | 2018-11-06 | 2020-01-19 |
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