Leung, Siu Kwong (SFC:ADR128) 梁兆廣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-07-23 | |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Asset management | 2004-07-23 | |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-07-23 | |
| 4 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2004-07-23 | |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2004-07-23 | |
| 6 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2004-07-23 | |
| 7 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-11-01 | |
| 8 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-11-01 | |
| 9 | Essence International Financial Holdings Limited | Rep | Dealing in securities | 2010-11-04 | 2014-09-15 |
| 10 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-11-04 | 2015-06-16 |
| 11 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-04 | 2015-06-16 |
| 12 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-10-07 | 2017-10-02 |
| 13 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-10-07 | 2021-08-05 |
| 14 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-08-05 |
| 15 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-09-03 | 2024-01-05 |
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