Yeung, Tak Wah 楊德華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-09-07 | 2010-11-10 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-09-07 | 2010-11-10 |
| 3 | Conrad Investment Services Limited | RO | Dealing in securities | 2018-09-18 | 2020-05-29 | RO | Advising on securities | 2018-12-21 | 2020-05-29 | Rep | Advising on securities | 2021-06-02 | 2021-07-27 | Rep | Asset management | 2021-06-02 | 2021-07-27 | Rep | Dealing in securities | 2021-06-02 | 2021-07-27 | RO | Advising on securities | 2021-07-27 | 2023-03-17 | RO | Asset management | 2021-07-27 | 2023-03-17 | RO | Dealing in securities | 2021-07-27 | 2023-03-17 |
| 4 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-15 | 2011-07-22 |
| 5 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-15 | 2011-07-22 |
| 6 | ELSTONE SECURITIES LIMITED | RO | Advising on securities | 2020-07-02 | 2021-05-31 | RO | Dealing in securities | 2020-07-02 | 2021-05-31 |
| 7 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-07-25 | 2014-03-30 |
| 8 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-25 | 2014-03-30 |
| 9 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2023-04-12 | 2023-05-19 | Rep | Dealing in securities | 2023-04-12 | 2023-05-19 | Rep | Advising on securities | 2023-04-12 | 2023-10-20 | RO | Asset management | 2023-05-19 | 2023-10-20 | RO | Dealing in securities | 2023-05-19 | 2023-10-20 |
| 10 | KINGKEY SECURITIES GROUP LIMITED | Rep | Dealing in securities | 2014-04-04 | 2017-02-21 | Rep | Advising on securities | 2017-01-09 | 2017-12-01 | RO | Dealing in securities | 2017-02-21 | 2018-07-18 | RO | Advising on securities | 2017-12-01 | 2018-07-18 |
| 11 | QUESTER CAPITAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-02-18 | 2021-05-31 | RO | Asset management | 2021-02-18 | 2021-05-31 |
| 12 | Sky Wealth Asset Management Company Limited | Rep | Advising on securities | 2023-10-27 | 2024-01-09 | Rep | Asset management | 2023-10-27 | 2024-01-09 | RO | Advising on securities | 2024-01-09 | RO | Asset management | 2024-01-09 |
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