Chan, Kin Ming (SFC:AAI262) 陳建明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2004-11-05 | 2005-06-01 | Rep | Dealing in securities | 2006-09-06 | 2014-08-13 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-25 | 2004-11-05 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Dealing in securities | 2003-08-22 |
| 4 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-06-03 | 2006-09-01 |
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