Chan, Man Na 陳文娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CVP Securities Limited | Rep | Dealing in securities | 2010-03-29 | 2013-03-11 |
2 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-18 | 2019-04-26 | RO | Dealing in securities | 2019-04-26 | 2020-08-31 |
3 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2007-11-02 |
4 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2020-09-23 | 2020-11-04 | Rep | Dealing in futures contracts | 2020-11-03 | 2024-10-15 | RO | Dealing in securities | 2020-11-04 | 2024-10-15 |
5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2007-11-06 | 2010-03-24 |
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