Ng, Wai Keung (SFC:ACY694) 吳偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-22 | 2012-08-15 |
| 2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2014-04-17 | 2015-09-01 | Rep | Dealing in securities | 2014-04-17 | 2015-09-01 |
| 3 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-25 | Rep | Advising on securities | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Automated trading services | 2003-08-25 | Rep | Dealing in securities | 2003-08-25 | Rep | Dealing in securities | 2003-12-10 | 2011-03-07 |
| 4 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-08-25 | 2003-11-17 |
| 5 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-08-25 | 2003-11-17 |
| 6 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Automated trading services | 2003-08-25 | Rep | Dealing in futures contracts | 2003-08-25 | Rep | Dealing in futures contracts | 2003-12-10 | 2014-02-24 |
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