Wang, Bo (SFC:AMN889) 王波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMP CAPITAL LIMITED | Rep | Asset management | 2017-12-15 | 2020-11-27 |
| 2 | Encap (Global) Asset Management Limited | Rep | Asset management | 2020-12-15 | 2021-06-02 | RO | Asset management | 2021-06-02 | 2024-02-09 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-26 | 2011-09-30 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-03-14 | 2008-01-11 |
| 5 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-10-24 | 2017-05-31 | Rep | Asset management | 2016-10-24 | 2017-05-31 |
| 6 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-06 | 2006-12-31 | Rep | Dealing in securities | 2008-02-11 | 2011-01-26 |
| 7 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2008-08-05 | 2011-09-30 |
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