Chen, Richard Chi-sheng 陳其盛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | RO | Asset management | 2013-12-17 | 2018-10-01 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2012-03-01 | 2012-03-19 | Rep | Dealing in securities | 2012-03-01 | 2012-03-19 | RO | Advising on securities | 2012-03-19 | 2016-06-30 | RO | Dealing in securities | 2012-03-19 | 2016-06-30 | RO | Advising on securities | 2016-07-01 | 2018-10-01 | RO | Dealing in securities | 2016-07-01 | 2018-10-01 | RO | Advising on corporate finance | 2018-05-28 | 2018-10-01 |
| 3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Dealing in securities | 2013-05-13 | 2018-10-01 | RO | Advising on corporate finance | 2018-05-28 | 2018-10-01 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2018-02-21 | 2018-10-01 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-03-01 | 2012-03-19 | RO | Dealing in securities | 2012-03-19 | 2016-06-30 |
| 6 | FB SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2009-12-24 | 2011-12-31 | RO | Asset management | 2009-12-24 | 2011-12-31 | RO | Dealing in securities | 2009-12-24 | 2011-12-31 |
| 7 | Fubon Fund Management (Hong Kong) Limited | Rep | Advising on securities | 2007-08-10 | 2007-10-25 | Rep | Asset management | 2007-08-10 | 2007-10-25 | Rep | Dealing in securities | 2007-08-10 | 2007-10-25 | RO | Advising on securities | 2007-10-25 | 2011-12-31 | RO | Asset management | 2007-10-25 | 2011-12-31 | RO | Dealing in securities | 2007-10-25 | 2011-12-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy