Chan, Polly Wai Tai 陳偉娣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Asset management | 2005-09-20 | 2017-06-30 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-09-20 | 2017-06-30 | Rep | Dealing in securities | 2005-09-20 | 2017-06-30 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2021-11-30 | Rep | Advising on securities | 2021-11-30 | Rep | Dealing in securities | 2021-11-30 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-11-30 |
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