Chau, Kwong Lui 鄒光磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Future Securities Limited (HK) | Rep | Dealing in futures contracts | 2017-12-13 | 2018-07-31 | Rep | Dealing in securities | 2017-12-13 | 2018-07-31 |
| 2 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2018-08-15 | 2018-10-23 | Rep | Dealing in securities | 2018-08-15 | 2018-10-23 | RO | Dealing in futures contracts | 2018-10-23 | 2020-09-15 | RO | Dealing in securities | 2018-10-23 | 2020-09-15 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-12-16 | 2011-09-01 | Rep | Dealing in securities | 2014-01-30 | 2014-11-14 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-16 | 2011-09-01 | Rep | Dealing in futures contracts | 2014-01-30 | 2014-11-14 |
| 5 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-11-24 | 2017-11-30 |
| 6 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-11-24 | 2017-11-30 |
| 7 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2011-09-15 | 2013-10-08 | Rep | Dealing in securities | 2011-09-15 | 2013-10-08 |
| 8 | SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-03-04 | 2020-09-15 |
| 9 | WEBULL SECURITIES LIMITED | Rep | Dealing in securities | 2020-11-17 | 2021-03-09 | RO | Dealing in securities | 2021-03-09 | RO | Advising on securities | 2023-05-31 | RO | Dealing in futures contracts | 2023-09-04 |
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