Ngai, Ling Kwan 魏令君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-09 | 2005-05-31 | Rep | Dealing in securities | 2006-04-25 | 2008-11-28 |
| 2 | MANGO FINANCIAL LIMITED | Rep | Advising on securities | 2005-06-01 | 2006-03-14 | Rep | Dealing in securities | 2005-06-01 | 2006-03-14 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2008-12-02 | Rep | Advising on securities | 2014-10-10 |
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