Tsoi, Nelson Yue Shing 蔡如星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2003-10-06 | |
| 2 | Huarong International Securities Limited | Rep | Advising on securities | 2003-10-06 | |
| 3 | Huarong International Securities Limited | Rep | Asset management | 2003-10-06 | |
| 4 | Huarong International Securities Limited | Rep | Automated trading services | 2003-10-06 | |
| 5 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-10-03 | |
| 6 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2008-10-29 | 2011-11-30 |
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