Chan, Chi Wai (SFC:AAC109) 陳志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-12-22 | 2011-07-01 | Rep | Dealing in securities | 2019-09-24 | 2020-04-16 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-02-14 | 2011-07-01 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-12-22 | 2011-07-01 |
| 4 | FT Securities Limited | Rep | Advising on corporate finance | 2004-06-02 | Rep | Advising on securities | 2004-06-02 | Rep | Asset management | 2004-06-02 | Rep | Dealing in securities | 2010-12-16 | Rep | Dealing in futures contracts | 2011-07-05 | 2012-06-27 | Rep | Dealing in securities | 2011-07-05 | 2019-08-21 |
| 5 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-06 | 2022-12-21 |
| 6 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2023-01-03 |
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