Lee, Ka Ki (SFC:AVT065) 李家祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2022-06-15 | |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-01 | 2014-04-26 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-01 | 2014-04-26 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-15 | 2019-03-24 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-05-15 | 2019-03-24 | Rep | Leveraged foreign exchange trading | 2015-09-01 | 2019-03-24 |
| 6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-16 | 2019-01-25 |
| 7 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2021-09-24 | 2021-11-17 | RO | Dealing in securities | 2021-11-17 | 2022-05-30 | RO | Dealing in futures contracts | 2021-11-17 | 2022-06-07 |
| 8 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-04-08 | 2020-08-02 |
| 9 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-04-08 | 2020-08-02 |
| 10 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | Dealing in securities | 2020-08-17 | 2020-11-30 | Rep | Advising on securities | 2020-09-21 | 2021-08-08 | RO | Dealing in securities | 2020-11-30 | 2021-08-08 |
| 11 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-08-23 | 2011-05-30 | Rep | Dealing in futures contracts | 2010-11-09 | 2011-05-30 |
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