Lo, Ting Sau 盧挺秀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-02 | |
2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-02 | |
3 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-19 | Rep | Asset management | 2004-04-19 | Rep | Dealing in futures contracts | 2005-09-21 |
4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-09-21 | 2006-10-28 |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-09-21 | 2006-10-28 |
6 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-04-19 | Rep | Advising on securities | 2004-04-19 | Rep | Asset management | 2004-04-19 | Rep | Dealing in securities | 2005-09-21 |
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