Tong, Man Sang 湯文生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-09-25 | 2014-03-19 | Rep | Dealing in securities | 2014-10-10 | 2017-11-19 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-06 | 2011-12-31 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-06 | 2013-01-31 |
| 4 | Hong Kong Securities (International) Company Limited | RO | Dealing in securities | 2018-01-02 | 2019-04-01 | RO | Advising on securities | 2018-09-28 | 2019-04-01 | RO | Asset management | 2018-09-28 | 2019-04-01 |
| 5 | JQ Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-04-03 | 2019-04-08 | Rep | Asset management | 2019-04-03 | 2019-04-08 | Rep | Dealing in securities | 2019-04-03 | 2019-04-08 | RO | Advising on securities | 2019-04-08 | RO | Asset management | 2019-04-08 | RO | Dealing in securities | 2019-04-08 |
| 6 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2009-09-29 | 2010-12-21 | Rep | Dealing in securities | 2009-09-29 | 2010-12-21 |
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