Chan, Yiu Kie 陳耀基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2006-03-02 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-20 | 2009-04-01 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-06 | 2015-05-30 | Rep | Dealing in securities | 2018-11-12 | 2019-01-29 |
| 4 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-09 | 2018-10-23 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-12-22 | |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-12-22 | Rep | Advising on securities | 2003-12-22 | Rep | Asset management | 2003-12-22 | Rep | Dealing in securities | 2006-03-02 |
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