Ng, Jeffrey Ka Fai 吳家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Advent Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-07-26 | 2018-11-08 | RO | Dealing in securities | 2018-11-08 | 2022-04-30 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-20 | 2018-07-23 |
| 3 | Raising International Securities Limited | RO | Advising on securities | 2023-02-20 | RO | Asset management | 2023-02-20 | RO | Dealing in securities | 2023-02-20 |
| 4 | ROUNDHOUSE PARTNERS LTD | RO | Advising on securities | 2020-03-11 | 2022-04-30 | RO | Asset management | 2020-03-11 | 2022-04-30 |
| 5 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2007-05-29 | 2007-06-11 | Rep | Dealing in securities | 2008-03-27 | 2009-01-14 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-25 | 2008-03-17 |
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