Siu, Tsz Kin 蕭子建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2008-01-22 | 2009-06-02 |
2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-28 | 2007-12-21 |
3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-04-14 | 2024-04-10 |
4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-14 | 2024-04-10 |
5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-03 | 2015-04-09 |
6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-27 | 2015-04-09 |
7 | KING FOOK SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-22 | 2005-07-11 |
8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Dealing in securities | 2005-03-31 |
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