Tse, Siu Kit 謝少傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-29 | 2012-09-15 |
2 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2003-10-10 | Rep | Dealing in securities | 2006-08-01 | 2012-09-15 |
3 | SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-21 | |
4 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-21 | |
5 | WINTECH SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-07 | 2004-06-29 |
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