Cheung, Johnson Fusheng 張富紳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Asset Management (Hong Kong) Co., Limited | Rep | Asset management | 2016-09-27 | 2020-08-17 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2018-06-05 | 2021-04-26 | RO | Dealing in futures contracts | 2021-04-26 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2016-09-27 | 2016-11-03 | Rep | Dealing in securities | 2016-09-27 | 2020-10-12 | RO | Advising on securities | 2016-11-03 | RO | Dealing in securities | 2020-10-12 |
| 4 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2007-10-04 | 2014-10-09 | Rep | Advising on futures contracts | 2007-11-06 | 2014-10-09 | Rep | Asset management | 2007-11-06 | 2014-10-09 |
| 5 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-07 | 2007-09-15 |
| 6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-22 | 2005-02-14 | Rep | Dealing in securities | 2003-12-22 | 2007-09-15 | Rep | Advising on securities | 2004-12-07 | 2007-09-15 |
| 7 | Polaris Capital (Asia) Limited | Rep | Advising on corporate finance | 2003-12-08 | Rep | Dealing in securities | 2003-12-08 |
| 8 | Quam Securities Limited | Rep | Asset management | 2016-02-15 | 2016-05-31 | Rep | Dealing in futures contracts | 2016-02-15 | 2016-05-31 | Rep | Dealing in securities | 2016-02-15 | 2016-05-31 | RO | Advising on securities | 2016-02-15 | 2016-05-31 |
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