Khan, Karima (SFC:AEP551) 簡家寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on corporate finance | 2003-05-26 | Rep | Advising on securities | 2003-05-26 | Rep | Asset management | 2003-05-26 |
| 2 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2005-02-03 | 2008-01-01 | Rep | Asset management | 2005-02-03 | 2008-01-01 |
| 3 | Amundi Hong Kong Limited | Rep | Advising on securities | 2005-02-03 | 2008-04-11 | Rep | Asset management | 2005-02-03 | 2008-04-11 | Rep | Dealing in securities | 2006-04-12 | 2008-04-11 |
| 4 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-03-25 | 2012-02-01 | Rep | Asset management | 2011-03-25 | 2012-02-01 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-03-25 | 2012-02-01 |
| 6 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-09 | 2010-02-08 | Rep | Asset management | 2008-05-09 | 2010-02-08 |
| 7 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-02-03 | 2014-05-12 | Rep | Asset management | 2012-02-03 | 2014-05-12 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-02-03 | 2014-05-12 |
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