Ho, Lok Yan 何樂昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-05-29 | 2007-01-24 | Mason Securities Limited | Rep | 2007-02-22 | 2009-10-08 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 2009-10-19 | 2010-10-01 | GF Capital (Hong Kong) Limited | Rep | 2011-05-20 | 2014-06-30 | CLC International Limited | Rep | 2014-07-08 | 2016-10-11 | CLC International Limited | RO | 2016-10-11 | 2016-11-04 | CLC International Limited | Rep | 2016-11-04 | 2017-07-27 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2017-08-09 | 2019-05-28 | LY CAPITAL LIMITED | RO | 2019-05-31 |
| 2 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2006-05-29 | 2007-01-24 | Mason Securities Limited | Rep | 2007-02-22 | 2009-10-08 | CLC International Limited | Rep | 2014-08-13 | 2017-07-27 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2017-08-09 | 2019-05-28 | LY CAPITAL LIMITED | RO | 2019-05-31 |
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