Yiu, Ka Wing (SFC:APG349) 姚嘉穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-16 | 2009-03-21 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-04 | 2009-06-17 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-06-19 | 2009-08-17 |
| 4 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-16 | 2017-07-06 |
| 5 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-25 | 2022-07-25 |
| 6 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-08-05 | 2023-03-24 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-16 | 2009-03-21 |
| 8 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-29 | 2009-03-21 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-05-04 | 2009-06-17 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-19 | 2009-08-17 |
| 11 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2009-11-19 | 2014-05-02 |
| 12 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-09 | 2017-07-06 |
| 13 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-07-25 | 2022-07-25 |
| 14 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2022-08-05 | 2023-03-24 |
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