Bavis, Mark John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2007-06-20 | 2012-01-05 | GFI (HK) SECURITIES L.L.C. | Rep | 2016-05-17 | 2017-01-19 | GFI (HK) SECURITIES L.L.C. | RO | 2017-01-19 | 2018-01-15 |
| 2 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2004-10-25 | 2005-12-23 | GFI (HK) SECURITIES L.L.C. | Rep | 2006-03-03 | 2012-01-05 | ICAP Equities Asia Limited | Rep | 2012-04-17 | 2012-11-14 | ICAP Equities Asia Limited | RO | 2012-11-14 | 2015-12-07 | GFI (HK) SECURITIES L.L.C. | Rep | 2016-05-17 | 2017-01-19 | GFI (HK) SECURITIES L.L.C. | RO | 2017-01-19 | 2018-01-15 | BGC SECURITIES (HONG KONG) LLC | Rep | 2018-01-23 | 2018-03-26 | BGC SECURITIES (HONG KONG) LLC | RO | 2018-03-26 | 2022-06-30 |
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